Background paper: Property Interests in Investment Securities – Regulation by the FSA: 1 July 2004

“The Regulation of Securities Intermediaries” by the FSA, background paper to FMLC paper entitled Analysis of the Need for and Nature of Legislation Relating to Property Interests in Indirectly Held Investment Securities, with a Statement of Principles for an Investment Securities Statute, published 1 July 2004.

Available as: PDF