The FMLC has sent a letter to ESMA which explores a particular point of legal uncertainty flowing from Article 57 of Directive 2014/65/EU on markets in financial instruments (“MiFID II”). […]
Tag: Regulatory Technical Standards
Report: MiFIR and EMIR/indirect Clearing of Derivatives: 22 December 2015
FMLC report entitled Issues of Legal Uncertainty Arising in the Context of Indirect Clearing of Exchange Traded Derivatives, published 22 December 2015. Available as: PDF
Report: MiFID II/MiFIR – Indirect Clearing of Exchanged Traded Derivatives: 16 October 2015
FMLC report entitled Issues of Legal Uncertainty Arising in the Context of Indirect Clearing of Exchange Traded Derivatives under MiFIR, published 16 October 2015. Available as: PDF
Letter to European Commission: Second Consultation on Draft Regulatory Technical Standards of EMIR: 4 August 2015
A letter from the FMLC to Mr Faull of the European Commission Directorate General Financial Stability, Financial Services and Capital Markets Union, sent 4 August 2015, responding to the second […]
Report: Provisions on Non-discriminatory Access to Central Counterparties and Trading Venues/ MiFIR II/MiFIR: 15 May 2015
FMLC report entitled Issues of Legal Uncertainty Arising in the Context of Provisions on Non-Discriminatory Access to Central Counterparties and Trading Venues: Response to Consultation Paper (2014/1570) by the European […]
Letter to European Commission: ESMA’s Final Draft Regulatory Technical Standards Under CRA3: 25 September 2014
A letter from the FMLC to Mr Faull of the European Commission Directorate-General, Internal Market and Services, sent 25 September 2014, concerning issues of legal uncertainty arising from ESMA’s Final […]
Report: EMIR/OTC-Derivative Contracts not Cleared by a CCP under Article 11(15) of Regulation (EU) No 648/2012: 14 August 2014
FMLC report entitled Discussion of legal uncertainties arising from the draft regulatory technical standards on risk-mitigation techniques for OTC-derivative contracts not cleared by a CCP under Article 11(15) of Regulation […]
Letter to European Banking Authority: Securitisation Risk Retention: 6 August 2013
A letter from the FMLC to the European Banking Authority (“EBA”), sent 6 August 2013, responding to the EBA’s draft Regulatory Technical Standards for the European risk retention regime. Available […]