Background paper: Property Interests in Investment Securities – Regulation by the FSA: 1 July 2004

01 July 200426 June 2018 admin

“The Regulation of Securities Intermediaries” by the FSA, background paper to FMLC paper entitled Analysis of the Need for and Nature of Legislation Relating to Property Interests in Indirectly Held […]

Registered Charity Number: 1164902. “The FMLC” and “The Financial Markets Law Committee” are terms used to describe a committee appointed by Financial Markets Law Committee, a limited company (“FMLC” or “the Company”).

Registered office: 8 Lothbury, London, EC2R 7HH. Registered in England and Wales. Company Registration Number: 8733443. Please click here to access the FMLC’s privacy statement.

Financial Markets Law Committee

Furthering legal certainty in the wholesale financial markets

Tag: Regulation of securities intermediaries

Background paper: Property Interests in Investment Securities – Regulation by the FSA: 1 July 2004

Registered Charity Number: 1164902. “The FMLC” and “The Financial Markets Law Committee” are terms used to describe a committee appointed by Financial Markets Law Committee, a limited company (“FMLC” or “the Company”).

Registered office: 8 Lothbury, London, EC2R 7HH. Registered in England and Wales. Company Registration Number: 8733443. Please click here to access the FMLC’s privacy statement.