This meeting of the Infrastructure Scoping Forum was chaired and hosted by Natalie Lewis of Travers Smith LLP. Forum members discussed expanded registration requirements for financial markets infrastructure trusts under […]
Tag: MiFIR
Banking Scoping Forum meeting: 2 March 2020
This meeting of the Banking Scoping Forum was chaired by Dorothy Livingston of Herbert Smith Freehills LLP. Members discussed changes to Article 46 of MiFIR introduced by the Investment Firm […]
“Onshoring” Statutory Instruments Comment Series: Markets in Financial Instruments: 19 December 2018
Under the European Union (Withdrawal) Act 2018—which aims, inter alia, to incorporate into U.K. law all applicable E.U. legislation and to give powers to Ministers to make such amendments to […]
Letter to European Securities and Markets Authority: Article 4 RTS 21 of MiFID II: 3 November 2017
The FMLC has sent a letter to ESMA which explores a particular point of legal uncertainty flowing from Article 57 of Directive 2014/65/EU on markets in financial instruments (“MiFID II”). […]
Report: MiFIR and EMIR/indirect Clearing of Derivatives: 22 December 2015
FMLC report entitled Issues of Legal Uncertainty Arising in the Context of Indirect Clearing of Exchange Traded Derivatives, published 22 December 2015. Available as: PDF
Report: MiFID II/MiFIR – Indirect Clearing of Exchanged Traded Derivatives: 16 October 2015
FMLC report entitled Issues of Legal Uncertainty Arising in the Context of Indirect Clearing of Exchange Traded Derivatives under MiFIR, published 16 October 2015. Available as: PDF
Report: Provisions on Non-discriminatory Access to Central Counterparties and Trading Venues/ MiFIR II/MiFIR: 15 May 2015
FMLC report entitled Issues of Legal Uncertainty Arising in the Context of Provisions on Non-Discriminatory Access to Central Counterparties and Trading Venues: Response to Consultation Paper (2014/1570) by the European […]
Report: Revised Markets in Financial Instruments Directive: 14 August 2014
FMLC report entitled Response to the European Securities and Markets Authority consultation paper on the revised markets in financial instruments directive, published 14 August 2014. Available as: PDF
Letter to European Commission: High Frequency and Algorithmic Trading: 24 October 2013
A letter from the FMLC to Mr Faull of the European Commission Directorate-General Internal Markets and Services, sent 24 October 2013, commenting on MiFID II, MAR and points concerning algorithmic […]