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Financial Markets Law Committee

Financial Markets Law Committee

Furthering legal certainty in the wholesale financial markets

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Tag: MiFID II

Securities Markets Scoping Forum meeting: 19 May 2021

05 May 202105 August 2021 admin

This virtual meeting of the Securities Markets Scoping Forum was moderated by Tamara Box of Reed Smith LLP.  Forum members discussed the developing SPAC market across the U.S., U.K. and […]

 Securities Markets Scoping Forum

Securities Markets Scoping Forum Meeting: 25 November 2020

25 November 202013 September 2021 admin

This virtual meeting of the Securities Markets Scoping Forum was moderated by Carolyn Jackson of Katten Muchin Rosenman LLP.  Forum members discussed the share trading obligation under MiFID II and […]

 Scoping Forums, Securities Markets Scoping Forum

Securities Markets Scoping Forum meeting: 16 September 2020

16 September 202013 September 2021 admin

This virtual meeting of the Securities Markets Scoping Forum was moderated by James Grand of Simmons & Simmons LLP.  Forum members discussed corporate governance in Greece and MiFID II quick […]

 Scoping Forums, Securities Markets Scoping Forum

Securities Markets Scoping Forum meeting: 12 June 2019

12 June 201929 July 2019 admin

This meeting of the Securities Markets Scoping Forum was chaired by Raj Panasar of Cleary Gottleib Steen & Hamilton LLP.  David Bloom from Sun Trust Bank in New York attended […]

 Scoping Forums, Securities Markets Scoping Forum

Asset Management Scoping Forum meeting: 21 April 2019

21 April 201902 September 2019 admin

This meeting of the Asset Management Scoping Forum was chaired and hosted by Gregg Beechey of Fried, Frank, Harris, Shriver & Jacobson (London) LLP.  Forum members discussed a legislative proposal […]

 Asset Management Scoping Forum, Scoping Forums

Asset Management Scoping Forum meeting: 24 May 2018

22 May 201817 August 2018 admin

A meeting of the Asset Management Scoping Forum was held on 24 May 2018. The meeting was chaired and hosted by Owen Lysak of Clifford Chance LLP. Forum members discussed […]

 Asset Management Scoping Forum, Scoping Forums

Asset Management Scoping Forum meeting: 22 February 2018

22 February 201806 July 2018 admin

On 22 February 2018, members of the Asset Management Scoping Forum met for the first meeting of 2018. The meeting was chaired and hosted by Philip Bartram of Travers Smith […]

 Asset Management Scoping Forum, Scoping Forums

Banking Scoping Forum meeting: 14 December 2017

14 December 201705 July 2018 admin

On 14 December 2017, members of the Banking Scoping Forum met for the fourth and last quarterly meeting of 2017. The meeting was chaired and hosted by Stuart Willey of […]

 Banking Scoping Forum, Scoping Forums

Quarterly Discussion Forum meeting: 8 December 2017

08 December 201724 August 2018 admin

On 8 December 2017, members of the Quarterly Discussion Forum met for the third and last teleconference of 2017. The meeting was chaired by the FMLC. On the agenda were […]

 Quarterly Discussion Forum, Scoping Forums

Letter to European Securities and Markets Authority: Article 4 RTS 21 of MiFID II: 3 November 2017

03 November 201723 August 2018 admin

The FMLC has sent a letter to ESMA which explores a particular point of legal uncertainty flowing from Article 57 of Directive 2014/65/EU on markets in financial instruments (“MiFID II”). […]

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"onshoring" statutory instruments"onshoring" statutory instruments comment series5MLD20032004200520062007200820092010201120122013201420152016201720182018 Proposal for a National Security and Investment Regime2019202020212022Abi CaldwellAddendumAdministration - Set-off and ExpensesAIFMDAlexander SchaubAlternative Investment Fund Managers Directive
Registered Charity Number: 1164902. “The FMLC” and “The Financial Markets Law Committee” are terms used to describe a committee appointed by Financial Markets Law Committee, a limited company (“FMLC” or “the Company”).
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