This meeting of the Securities Markets Scoping Forum was chaired by Raj Panasar of Cleary Gottleib Steen & Hamilton LLP. David Bloom from Sun Trust Bank in New York attended […]
Tag: MiFID II
Asset Management Scoping Forum meeting: 24 May 2018
A meeting of the Asset Management Scoping Forum was held on 24 May 2018. The meeting was chaired and hosted by Owen Lysak of Clifford Chance LLP. Forum members discussed […]
Asset Management Scoping Forum meeting: 22 February 2018
On 22 February 2018, members of the Asset Management Scoping Forum met for the first meeting of 2018. The meeting was chaired and hosted by Philip Bartram of Travers Smith […]
Banking Scoping Forum meeting: 14 December 2017
On 14 December 2017, members of the Banking Scoping Forum met for the fourth and last quarterly meeting of 2017. The meeting was chaired and hosted by Stuart Willey of […]
Quarterly Discussion Forum meeting: 8 December 2017
On 8 December 2017, members of the Quarterly Discussion Forum met for the third and last teleconference of 2017. The meeting was chaired by the FMLC. On the agenda were […]
Letter to European Securities and Markets Authority: Article 4 RTS 21 of MiFID II: 3 November 2017
The FMLC has sent a letter to ESMA which explores a particular point of legal uncertainty flowing from Article 57 of Directive 2014/65/EU on markets in financial instruments (“MiFID II”). […]
Quarterly Discussion Forum meeting: 8 September 2017
On 8 September 2017, members of the Quarterly Discussion Forum met for the second teleconference of 2017. The meeting was chaired by the Financial Markets Lawyers Group. On the agenda […]
Buy-side Scoping Forum meeting: 13 July 2017
On 13 July 2017, members of the Buy-side Scoping Forum met for the second meeting of 2017. The meeting was chaired by Monica Gogna of Ropes & Gray International LLP. […]
Quadrilateral Conference: 20 July 2016
The FMLC hosted the Quadrilateral conference in 2016 at the Bank of England. The conference is an annual meeting of the FMLC and its sister counterparts from the European […]
Report: MiFID II/MiFIR – Indirect Clearing of Exchanged Traded Derivatives: 16 October 2015
FMLC report entitled Issues of Legal Uncertainty Arising in the Context of Indirect Clearing of Exchange Traded Derivatives under MiFIR, published 16 October 2015. Available as: PDF