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Financial Markets Law Committee

Financial Markets Law Committee

Furthering legal certainty in the wholesale financial markets

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Tag: MiFID II

Securities Markets Scoping Forum meeting: 12 June 2019

12 June 201929 July 2019 admin

This meeting of the Securities Markets Scoping Forum was chaired by Raj Panasar of Cleary Gottleib Steen & Hamilton LLP.  David Bloom from Sun Trust Bank in New York attended […]

 Scoping Forums, Securities Markets Scoping Forum

Asset Management Scoping Forum meeting: 21 April 2019

21 April 201902 September 2019 admin
 Asset Management Scoping Forum, Scoping Forums

Asset Management Scoping Forum meeting: 24 May 2018

22 May 201817 August 2018 admin

A meeting of the Asset Management Scoping Forum was held on 24 May 2018. The meeting was chaired and hosted by Owen Lysak of Clifford Chance LLP. Forum members discussed […]

 Asset Management Scoping Forum, Scoping Forums

Asset Management Scoping Forum meeting: 22 February 2018

22 February 201806 July 2018 admin

On 22 February 2018, members of the Asset Management Scoping Forum met for the first meeting of 2018. The meeting was chaired and hosted by Philip Bartram of Travers Smith […]

 Asset Management Scoping Forum, Scoping Forums

Banking Scoping Forum meeting: 14 December 2017

14 December 201705 July 2018 admin

On 14 December 2017, members of the Banking Scoping Forum met for the fourth and last quarterly meeting of 2017. The meeting was chaired and hosted by Stuart Willey of […]

 Banking Scoping Forum, Scoping Forums

Quarterly Discussion Forum meeting: 8 December 2017

08 December 201724 August 2018 admin

On 8 December 2017, members of the Quarterly Discussion Forum met for the third and last teleconference of 2017. The meeting was chaired by the FMLC. On the agenda were […]

 Quarterly Discussion Forum, Scoping Forums

Letter to European Securities and Markets Authority: Article 4 RTS 21 of MiFID II: 3 November 2017

03 November 201723 August 2018 admin

The FMLC has sent a letter to ESMA which explores a particular point of legal uncertainty flowing from Article 57 of Directive 2014/65/EU on markets in financial instruments (“MiFID II”). […]

 Publications

Quarterly Discussion Forum meeting: 8 September 2017

08 September 201724 August 2018 admin

On 8 September 2017, members of the Quarterly Discussion Forum met for the second teleconference of 2017. The meeting was chaired by the Financial Markets Lawyers Group. On the agenda […]

 Quarterly Discussion Forum, Scoping Forums

Buy-side Scoping Forum meeting: 13 July 2017

13 July 201723 August 2018 admin

On 13 July 2017, members of the Buy-side Scoping Forum met for the second meeting of 2017. The meeting was chaired by Monica Gogna of Ropes & Gray International LLP. […]

 Asset Management Scoping Forum, Scoping Forums

Quadrilateral Conference: 20 July 2016

20 July 201607 January 2021 admin

The FMLC hosted the Quadrilateral conference in 2016 at the Bank of England.  The conference is an annual meeting of the FMLC and its sister counterparts from the European Union, the […]

 Presentations

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Registered Charity Number: 1164902. “The FMLC” and “The Financial Markets Law Committee” are terms used to describe a committee appointed by Financial Markets Law Committee, a limited company (“FMLC” or “the Company”).
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