This virtual meeting of the Securities Markets Scoping Forum was moderated by Tamara Box of Reed Smith LLP. Forum members discussed the developing SPAC market across the U.S., U.K. and […]
Tag: MiFID II
Securities Markets Scoping Forum Meeting: 25 November 2020
This virtual meeting of the Securities Markets Scoping Forum was moderated by Carolyn Jackson of Katten Muchin Rosenman LLP. Forum members discussed the share trading obligation under MiFID II and […]
Securities Markets Scoping Forum meeting: 16 September 2020
This virtual meeting of the Securities Markets Scoping Forum was moderated by James Grand of Simmons & Simmons LLP. Forum members discussed corporate governance in Greece and MiFID II quick […]
Securities Markets Scoping Forum meeting: 12 June 2019
This meeting of the Securities Markets Scoping Forum was chaired by Raj Panasar of Cleary Gottleib Steen & Hamilton LLP. David Bloom from Sun Trust Bank in New York attended […]
Asset Management Scoping Forum meeting: 21 April 2019
This meeting of the Asset Management Scoping Forum was chaired and hosted by Gregg Beechey of Fried, Frank, Harris, Shriver & Jacobson (London) LLP. Forum members discussed a legislative proposal […]
Asset Management Scoping Forum meeting: 24 May 2018
A meeting of the Asset Management Scoping Forum was held on 24 May 2018. The meeting was chaired and hosted by Owen Lysak of Clifford Chance LLP. Forum members discussed […]
Asset Management Scoping Forum meeting: 22 February 2018
On 22 February 2018, members of the Asset Management Scoping Forum met for the first meeting of 2018. The meeting was chaired and hosted by Philip Bartram of Travers Smith […]
Banking Scoping Forum meeting: 14 December 2017
On 14 December 2017, members of the Banking Scoping Forum met for the fourth and last quarterly meeting of 2017. The meeting was chaired and hosted by Stuart Willey of […]
Quarterly Discussion Forum meeting: 8 December 2017
On 8 December 2017, members of the Quarterly Discussion Forum met for the third and last teleconference of 2017. The meeting was chaired by the FMLC. On the agenda were […]
Letter to European Securities and Markets Authority: Article 4 RTS 21 of MiFID II: 3 November 2017
The FMLC has sent a letter to ESMA which explores a particular point of legal uncertainty flowing from Article 57 of Directive 2014/65/EU on markets in financial instruments (“MiFID II”). […]