On 3 October 2019, the European Securities and Markets Authority (“ESMA”) issued a Consultation Paper as part of a review of certain aspects of MAR. The FMLC submitted a response drawing attention to complexities in respect of two areas.
Tag: Market Abuse Regulation
Securities Markets Scoping Forum meeting: 12 June 2019
This meeting of the Securities Markets Scoping Forum was chaired by Raj Panasar of Cleary Gottleib Steen & Hamilton LLP. David Bloom from Sun Trust Bank in New York attended […]
Report: Market Abuse Regulation: 5 May 2017
On 3 July 2016, the majority of the provisions the Market Abuse Regulation (“MAR”) came into effect, replacing the 2003 Market Abuse Directive. By introducing the new regulation, the legislative […]
Presentation on Market Abuse Regulation at a RIMES Seminar in Paris: December 2016
Joanna presented on the impact of Articles 12 to 15 of the Market Abuse Regulation on the French markets at a RIMES Seminar in Paris.
Presentation on Market Abuse Regulation at a RIMES Regulatory Seminar: 27 October 2016
Dr Perkins presented on the new Market Abuse Regulation regime at the RIMES’ Second Regulatory Seminar in London. Her slides and speaking notes are available for download.
Letter to European Commission: High Frequency and Algorithmic Trading: 24 October 2013
A letter from the FMLC to Mr Faull of the European Commission Directorate-General Internal Markets and Services, sent 24 October 2013, commenting on MiFID II, MAR and points concerning algorithmic […]
Report: Market Abuse Legislative Review: 30 March 2012
FMLC report entitled Analysis of Legal Uncertainties Arising from Article 6 of the Proposal for a Regulation on Insider Dealing and Market Manipulation, published 30 March 2012. Available as: PDF