Skip to content
Financial Markets Law Committee

Financial Markets Law Committee

Furthering legal certainty in the wholesale financial markets

  • Home
  • About
    • Organisational Structure
    • History of the FMLC
    • FMLC Members
    • Minutes of FMLC Meetings
    • FMLC Patrons
    • Terms of Reference
  • Publications
  • Research
    • Brexit
    • LIBOR Transition
    • COVID-19 Updates
  • Scoping Forums
  • Presentations
  • Calendar
  • News & Updates
  • Contact

Tag: Market Abuse Regulation

Response to ESMA Consultation: Review of Market Abuse Regulation: 29 November 2019

29 November 201915 January 2020 admin

On 3 October 2019, the European Securities and Markets Authority (“ESMA”) issued a Consultation Paper as part of a review of certain aspects of MAR. The FMLC submitted a response drawing attention to complexities in respect of two areas.

 Publications

Securities Markets Scoping Forum meeting: 12 June 2019

12 June 201929 July 2019 admin

This meeting of the Securities Markets Scoping Forum was chaired by Raj Panasar of Cleary Gottleib Steen & Hamilton LLP.  David Bloom from Sun Trust Bank in New York attended […]

 Scoping Forums, Securities Markets Scoping Forum

Report: Market Abuse Regulation: 5 May 2017

05 May 201723 April 2018 admin

On 3 July 2016, the majority of the provisions the Market Abuse Regulation (“MAR”) came into effect, replacing the 2003 Market Abuse Directive.  By introducing the new regulation, the legislative […]

 Publications

Presentation on Market Abuse Regulation at a RIMES Seminar in Paris: December 2016

01 December 201617 August 2018 admin

Joanna presented on the impact of Articles 12 to 15 of the Market Abuse Regulation on the French markets at a RIMES Seminar in Paris.

 Presentations

Presentation on Market Abuse Regulation at a RIMES Regulatory Seminar: 27 October 2016

27 October 201607 January 2021 admin

Dr Perkins presented on the new Market Abuse Regulation regime at the RIMES’ Second Regulatory Seminar in London. Her slides and speaking notes are available for download.

 Presentations

Letter to European Commission: High Frequency and Algorithmic Trading: 24 October 2013

24 October 201323 August 2018 admin

A letter from the FMLC to Mr Faull of the European Commission Directorate-General Internal Markets and Services, sent 24 October 2013, commenting on MiFID II, MAR and points concerning algorithmic […]

 Publications

Report: Market Abuse Legislative Review: 30 March 2012

30 March 201217 August 2018 admin

FMLC report entitled Analysis of Legal Uncertainties Arising from Article 6 of the Proposal for a Regulation on Insider Dealing and Market Manipulation, published 30 March 2012. Available as: PDF

 Publications

Search by keyword or topic

Search the FMLC archive using common tags

"onshoring" statutory instruments"onshoring" statutory instruments comment series5MLD20032004200520062007200820092010201120122013201420152016201720182018 Proposal for a National Security and Investment Regime2019202020212022Abi CaldwellAddendumAdministration - Set-off and ExpensesAIFMDAlexander SchaubAlternative Investment Fund Managers Directive
Registered Charity Number: 1164902. “The FMLC” and “The Financial Markets Law Committee” are terms used to describe a committee appointed by Financial Markets Law Committee, a limited company (“FMLC” or “the Company”).
Registered office: City of London, PO Box 270, Guildhall, London EC2P 2EJ. Registered in England and Wales. Company Registration Number: 8733443. Please click here to access the FMLC’s privacy statement.
|
  • About the FMLC
  • FMLC Members
  • FMLC Patrons
  • News & Updates