Tag: Market Abuse Regulation
Securities Markets Scoping Forum meeting: 12 June 2019
This meeting of the Securities Markets Scoping Forum was chaired by Raj Panasar of Cleary Gottleib Steen & Hamilton LLP. David Bloom from Sun Trust Bank in New York attended […]
Report: Market Abuse Regulation: 5 May 2017
On 3 July 2016, the majority of the provisions the Market Abuse Regulation (“MAR”) came into effect, replacing the 2003 Market Abuse Directive. By introducing the new regulation, the legislative […]
Presentation on Market Abuse Regulation at a RIMES Seminar in Paris: December 2016
Joanna presented on the impact of Articles 12 to 15 of the Market Abuse Regulation on the French markets at a RIMES Seminar in Paris.
Presentation on Market Abuse Regulation at a RIMES Regulatory Seminar: 27 October 2016
Joanna presented on the new Market Abuse Regulation regime at the RIMES’ Second Regulatory Seminar in London.
Letter to European Commission: High Frequency and Algorithmic Trading: 24 October 2013
A letter from the FMLC to Mr Faull of the European Commission Directorate-General Internal Markets and Services, sent 24 October 2013, commenting on MiFID II, MAR and points concerning algorithmic […]
Report: Market Abuse Legislative Review: 30 March 2012
FMLC report entitled Analysis of Legal Uncertainties Arising from Article 6 of the Proposal for a Regulation on Insider Dealing and Market Manipulation, published 30 March 2012. Available as: PDF