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Financial Markets Law Committee

Financial Markets Law Committee

Furthering legal certainty in the wholesale financial markets

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Tag: Intermediated Securities

Securities Markets Scoping Forum Meeting: 25 November 2020

25 November 202013 September 2021 admin

This virtual meeting of the Securities Markets Scoping Forum was moderated by Carolyn Jackson of Katten Muchin Rosenman LLP.  Forum members discussed the share trading obligation under MiFID II and […]

 Scoping Forums, Securities Markets Scoping Forum

Securities Markets Scoping Forum meeting: 11 September 2019

11 September 201916 March 2020 admin

This meeting of the Securities Markets Scoping Forum was chaired by Sanjev Warna-kula-suriya of Latham & Watkins LLP.  Forum members discussed the role of trustees in capital markets transactions and […]

 Securities Markets Scoping Forum

Letter to European Commission: Intermediated securities – conflict between LCG and UNIDROIT: 1 June 2009

01 June 200926 June 2018 admin

A letter from the FMLC to Mr Holmquist of the European Commission, sent 1 June 2009, in response to the European Commission’s consultation paper on “Legislation on Legal Certainty of […]

 Publications

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"onshoring" statutory instruments"onshoring" statutory instruments comment series5MLD20032004200520062007200820092010201120122013201420152016201720182018 Proposal for a National Security and Investment Regime2019202020212022Abi CaldwellAddendumAdministration - Set-off and ExpensesAIFMDAlexander SchaubAlternative Investment Fund Managers Directive
Registered Charity Number: 1164902. “The FMLC” and “The Financial Markets Law Committee” are terms used to describe a committee appointed by Financial Markets Law Committee, a limited company (“FMLC” or “the Company”).
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