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Financial Markets Law Committee

Financial Markets Law Committee

Furthering legal certainty in the wholesale financial markets

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Tag: Interests in Securities

Letter to the Law Commission: Reform of Law on Company Security Interests: 1 December 2004

01 December 200423 April 2018 admin

A letter from the FMLC to the Law Commission, sent 01 December 2004, addressing uncertainty issues raised by Law Commission Consultation Paper #No. 176. Available as: PDF

 Publications

Background report: Property Interests in Investment Securities – “Six Classic Priority Scenarios” : 1 July 2004

01 July 200426 June 2018 admin

“Six Classic Priority Scenarios”, background paper to the FMLC paper entitled Analysis of the Need for and Nature of Legislation Relating to Property Interests in Indirectly Held Investment Securities, with […]

 Publications

Background paper: Property Interests in Investment Securities – Regulation by the FSA: 1 July 2004

01 July 200426 June 2018 admin

“The Regulation of Securities Intermediaries” by the FSA, background paper to FMLC paper entitled Analysis of the Need for and Nature of Legislation Relating to Property Interests in Indirectly Held […]

 Publications

Background Paper: Property Interests in Investment Securities – International Overview: 1 June 2004

01 June 200426 June 2018 admin

International Overview – Background Paper to the FMLC Interests in Securities Working Group’s Paper entitled Analysis of the Need for and Nature of Legislation Relating to Property Interests in Indirectly […]

 Publications

List of Resources/Materials: Property Interests in Investment Securities: 1 June 2004

01 June 200423 April 2018 admin

List of Resources and Materials Relating to FMLC Interest in Securities Working Group’s Paper entitled  Analysis of the Need for and Nature of Legislation Relating to Property Interests in Indirectly […]

 Publications

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