FMLC report entitled The implementation of the Alternative Investment Fund Managers Directive: discussion of legal uncertainties arising from the FSA’s proposals for the transitional period and depositaries, published 18 March […]
Tag: FSA
Letter from FSA: Unsettled OTC Trades: 9 October 2009
A letter to the FMLC from Ms Dewar of the Financial Services Authority, sent 9 October 2009. Available as: PDF
Background paper: Property Interests in Investment Securities – Regulation by the FSA: 1 July 2004
“The Regulation of Securities Intermediaries” by the FSA, background paper to FMLC paper entitled Analysis of the Need for and Nature of Legislation Relating to Property Interests in Indirectly Held […]
Letter to Interested Parties: Major Operational Disruption: 25 May 2004
Letter to Interested Parties in Response to HMT Green Paper and Task Force Paper relating to major operational disruption, sent 25 May 2004. Available as: PDF