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Financial Markets Law Committee

Financial Markets Law Committee

Furthering legal certainty in the wholesale financial markets

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Tag: European Securities and Markets Authority

Response to ESMA Consultation: Review of Market Abuse Regulation: 29 November 2019

29 November 201915 January 2020 admin

On 3 October 2019, the European Securities and Markets Authority (“ESMA”) issued a Consultation Paper as part of a review of certain aspects of MAR. The FMLC submitted a response drawing attention to complexities in respect of two areas.

 Publications

Letter to European Securities and Markets Authority: Article 4 RTS 21 of MiFID II: 3 November 2017

03 November 201723 August 2018 admin

The FMLC has sent a letter to ESMA which explores a particular point of legal uncertainty flowing from Article 57 of Directive 2014/65/EU on markets in financial instruments (“MiFID II”). […]

 Publications

Letter to European Securities and Markets Authority: Draft Technical Standards under the Benchmarks Regulation: 2 December 2016

02 December 201621 August 2018 admin

Further to the extensive work of the FMLC in the area of benchmarks reform, the Committee has written a response to the European Securities and Markets Authority’s Consultation Paper on […]

 Publications

Report: Benchmarks Reform: 31 March 2016

31 March 201621 August 2018 admin

FMLC report entitled Issues of legal uncertainty arising from a Discussion Paper on Benchmarks Regulation by the European Securities and Markets Authority, published 31 March 2016. Available as: PDF

 Publications

Report: MiFIR and EMIR/indirect Clearing of Derivatives: 22 December 2015

22 December 201523 August 2018 admin

FMLC report entitled Issues of Legal Uncertainty Arising in the Context of Indirect Clearing of Exchange Traded Derivatives, published 22 December 2015. Available as: PDF

 Publications

Report: MiFID II/MiFIR – Indirect Clearing of Exchanged Traded Derivatives: 16 October 2015

16 October 201523 August 2018 admin

FMLC report entitled Issues of Legal Uncertainty Arising in the Context of Indirect Clearing of Exchange Traded Derivatives under MiFIR, published 16 October 2015. Available as: PDF

 Publications

Letter to European Securities and Markets Authority: Review of Article 26 of RTS No 153/2013 with Respect to Client Accounts: 29 September 2015

29 September 201525 June 2018 admin

A letter from the FMLC—in conjunction with the Committee on Capital Markets Regulation (“CCMR”)—to the European Securities and Markets Authority (“ESMA”), following a review of Article 26 of RTS No […]

 Publications

Report: Clearing Obligation under EMIR (no. 3): 30 January 2015

30 January 201523 August 2018 admin

FMLC report entitled Response to the European Securities and Markets Authority Consultation Paper on the Clearing Obligation under EMIR (no. 3), published 30 January 2015. Available as: PDF

 Publications

Letter to European Commission: ESMA’s Final Draft Regulatory Technical Standards Under CRA3: 25 September 2014

25 September 201423 August 2018 admin

A letter from the FMLC to Mr Faull of the European Commission Directorate-General, Internal Market and Services, sent 25 September 2014, concerning issues of legal uncertainty arising from ESMA’s Final […]

 Publications

Report: Revised Markets in Financial Instruments Directive: 14 August 2014

14 August 201423 August 2018 admin

FMLC report entitled Response to the European Securities and Markets Authority consultation paper on the revised markets in financial instruments directive, published 14 August 2014. Available as: PDF

 Publications

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Registered Charity Number: 1164902. “The FMLC” and “The Financial Markets Law Committee” are terms used to describe a committee appointed by Financial Markets Law Committee, a limited company (“FMLC” or “the Company”).
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