Tag: European Securities and Markets Authority
Letter to European Securities and Markets Authority: Article 4 RTS 21 of MiFID II: 3 November 2017
The FMLC has sent a letter to ESMA which explores a particular point of legal uncertainty flowing from Article 57 of Directive 2014/65/EU on markets in financial instruments (“MiFID II”). […]
Letter to European Securities and Markets Authority: Draft Technical Standards under the Benchmarks Regulation: 2 December 2016
Further to the extensive work of the FMLC in the area of benchmarks reform, the Committee has written a response to the European Securities and Markets Authority’s Consultation Paper on […]
Report: Benchmarks Reform: 31 March 2016
FMLC report entitled Issues of legal uncertainty arising from a Discussion Paper on Benchmarks Regulation by the European Securities and Markets Authority, published 31 March 2016. Available as: PDF
Report: MiFIR and EMIR/indirect Clearing of Derivatives: 22 December 2015
FMLC report entitled Issues of Legal Uncertainty Arising in the Context of Indirect Clearing of Exchange Traded Derivatives, published 22 December 2015. Available as: PDF
Report: MiFID II/MiFIR – Indirect Clearing of Exchanged Traded Derivatives: 16 October 2015
FMLC report entitled Issues of Legal Uncertainty Arising in the Context of Indirect Clearing of Exchange Traded Derivatives under MiFIR, published 16 October 2015. Available as: PDF
Letter to European Securities and Markets Authority: Review of Article 26 of RTS No 153/2013 with Respect to Client Accounts: 29 September 2015
A letter from the FMLC—in conjunction with the Committee on Capital Markets Regulation (“CCMR”)—to the European Securities and Markets Authority (“ESMA”), following a review of Article 26 of RTS No […]
Report: Clearing Obligation under EMIR (no. 3): 30 January 2015
FMLC report entitled Response to the European Securities and Markets Authority Consultation Paper on the Clearing Obligation under EMIR (no. 3), published 30 January 2015. Available as: PDF
Letter to European Commission: ESMA’s Final Draft Regulatory Technical Standards Under CRA3: 25 September 2014
A letter from the FMLC to Mr Faull of the European Commission Directorate-General, Internal Market and Services, sent 25 September 2014, concerning issues of legal uncertainty arising from ESMA’s Final […]
Report: Revised Markets in Financial Instruments Directive: 14 August 2014
FMLC report entitled Response to the European Securities and Markets Authority consultation paper on the revised markets in financial instruments directive, published 14 August 2014. Available as: PDF