Report: Client Monies: 24 January 2014

24 January 201423 August 2018 admin

FMLC report entitled Response to the consultation of the Financial Conduct Authority entitled: “Review of the client assets regime for investment business” (Consultation Paper CP 13/5), published 24 January 2014. […]

Report: Client Monies/Response to FSA: 19 February 2013

19 February 201324 August 2018 admin

FMLC report entitled Response to the FSA Consultation Paper entitled “Client assets regime: EMIR, multiple pools and the wider review” (CP12/22), published 19 February 2013. Available as: PDF

Registered Charity Number: 1164902. “The FMLC” and “The Financial Markets Law Committee” are terms used to describe a committee appointed by Financial Markets Law Committee, a limited company (“FMLC” or “the Company”).

Registered office: 8 Lothbury, London, EC2R 7HH. Registered in England and Wales. Company Registration Number: 8733443. Please click here to access the FMLC’s privacy statement.

Financial Markets Law Committee

Furthering legal certainty in the wholesale financial markets

Tag: Client Monies

Report: Client Monies: 24 January 2014

Report: Client Monies/Response to FSA: 19 February 2013

Registered Charity Number: 1164902. “The FMLC” and “The Financial Markets Law Committee” are terms used to describe a committee appointed by Financial Markets Law Committee, a limited company (“FMLC” or “the Company”).

Registered office: 8 Lothbury, London, EC2R 7HH. Registered in England and Wales. Company Registration Number: 8733443. Please click here to access the FMLC’s privacy statement.