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Financial Markets Law Committee

Financial Markets Law Committee

Furthering legal certainty in the wholesale financial markets

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Tag: Client Monies

Report: Client Monies: 24 January 2014

24 January 201423 August 2018 admin

FMLC report entitled Response to the consultation of the Financial Conduct Authority entitled: “Review of the client assets regime for investment business” (Consultation Paper CP 13/5), published 24 January 2014. […]

 Publications

Report: Client Monies/Response to FSA: 19 February 2013

19 February 201324 August 2018 admin

FMLC report entitled Response to the FSA Consultation Paper entitled “Client assets regime: EMIR, multiple pools and the wider review” (CP12/22), published 19 February 2013. Available as: PDF

 Publications

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"onshoring" statutory instruments"onshoring" statutory instruments comment series5MLD20032004200520062007200820092010201120122013201420152016201720182018 Proposal for a National Security and Investment Regime2019202020212022Abi CaldwellAddendumAdministration - Set-off and ExpensesAIFMDAlexander SchaubAlternative Investment Fund Managers Directive
Registered Charity Number: 1164902. “The FMLC” and “The Financial Markets Law Committee” are terms used to describe a committee appointed by Financial Markets Law Committee, a limited company (“FMLC” or “the Company”).
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