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Financial Markets Law Committee

Financial Markets Law Committee

Furthering legal certainty in the wholesale financial markets

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Tag: 2004

Letter to the Law Commission: Reform of Law on Company Security Interests: 1 December 2004

01 December 200423 April 2018 admin

A letter from the FMLC to the Law Commission, sent 01 December 2004, addressing uncertainty issues raised by Law Commission Consultation Paper #No. 176. Available as: PDF

 Publications

Report: Proceeds of Crime Act 2002: 1 October 2004

01 October 200423 April 2018 admin

FMLC report entitled Analysis of Whether and, if so, of What Nature There is Legal Uncertainty in Relation to Part 7 of the Proceeds of Crime Act 2002, published 1 […]

 Publications

Report: Transparency Obligations Directive Liability (Directors/Auditors): 1 October 2004

01 October 200426 June 2018 admin

FMLC report entitled Analysis of Uncertainty under the Transparency Obligations Directive Regarding the Liability of Directors and Auditors Arising from the Publication of a Publicly Traded Company’s Regular Reports and […]

 Publications

Letter to Interested Parties: Prospectus Directive – Choice of Home Member State: 27 September 2004

27 September 200424 August 2018 admin

A letter to interested parties, sent 27 September 2004, informing of the release of the FMLC report entitled Prospectus Directive – Choice of Home Member State. Available as: PDF

 Publications

Report: Prospectus Directive – Choice of Home Member State: 1 September 2004

01 September 200426 June 2018 admin

FMLC report entitled Prospectus Directive – Choice of Home Member State published 1 September 2004. Available as: PDF

 Publications

Report: Property Interests in Investment Securities: 1 July 2004

01 July 200423 April 2018 admin

FMLC paper entitled Analysis of the Need for and Nature of Legislation Relating to Property Interests in Indirectly Held Investment Securities, with a Statement of Principles for an Investment Securities […]

 Publications

Background report: Property Interests in Investment Securities – “Six Classic Priority Scenarios” : 1 July 2004

01 July 200426 June 2018 admin

“Six Classic Priority Scenarios”, background paper to the FMLC paper entitled Analysis of the Need for and Nature of Legislation Relating to Property Interests in Indirectly Held Investment Securities, with […]

 Publications

Background paper: Property Interests in Investment Securities – Regulation by the FSA: 1 July 2004

01 July 200426 June 2018 admin

“The Regulation of Securities Intermediaries” by the FSA, background paper to FMLC paper entitled Analysis of the Need for and Nature of Legislation Relating to Property Interests in Indirectly Held […]

 Publications

Background Paper: Property Interests in Investment Securities – International Overview: 1 June 2004

01 June 200426 June 2018 admin

International Overview – Background Paper to the FMLC Interests in Securities Working Group’s Paper entitled Analysis of the Need for and Nature of Legislation Relating to Property Interests in Indirectly […]

 Publications

List of Resources/Materials: Property Interests in Investment Securities: 1 June 2004

01 June 200423 April 2018 admin

List of Resources and Materials Relating to FMLC Interest in Securities Working Group’s Paper entitled  Analysis of the Need for and Nature of Legislation Relating to Property Interests in Indirectly […]

 Publications

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